Description
SUMMARY OF QUALIFICATIONS: * Ability to communicate well with all levels of management and employees. * Works well independently and in a team environment. * Able to successfully manage multiple priorities and assignments. * Demonstrates ability to effectively lead and develop employees. * Takes great pride in completing a job with accuracy, proficiency, and effectiveness. * Strong Organizational Skills.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Fortuna Funds Llc. | President And Chief Compliance Officer | 9/2016 - 2/2017 |
| Meyers Associates L.P. | Coo And Chief Compliance Officer | 8/2013 - 9/2016 |
| Obsidian Financial Group. | President And Chief Compliance Officer | 1/2013 - 8/2013 |
| Clark Dodge & Co. Inc. | Compliance Officer And Branch Manager | 8/2009 - 6/2012 |
| Laidlaw & Company (Uk) Ltd. | Compliance Officer | 5/2004 - 6/2009 |
| Indianapolis Securities. | Coo And Chief Compliance Officer | 4/2002 - 10/2003 |
| Somerset Financial Group. | Branch Manager | 3/2001 - 4/2002 |
| Montrose Capital Management Ltd. | Chief Operations Officer | 5/1999 - 3/2001 |
| Barington Capital Group L.P. | Compliance Officer | 6/1996 - 1/1999 |
| Gruntal And Co. Inc. | Senior Compliance Administrator | 5/1993 - 4/1996 |
| Barington Capital Group | Consultant To Firm As Compliance Officer | 2/1993 - 3/1993 |
Accomplishments
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