Occupation:Chief Financial Officer |
Location:Howard Beach, NY |
Education Level:Master |
Will Relocate:YES |
Description
Summary I had been the chief compliance officer of a small brokerdealer since 2005. I had also been the options principal and municipal bond principal since 2005. As of March 23, 2017 I have left the firm to move on to greener pastures !
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Vice President * Hallmark Investments Llc | Chief Compliance Officer * Hallmark Investment | 9/2005 - 3/2017 |
| Financial Advisor * Gruntal & Co. | Greater New York City Area | 1/2003 - 9/2005 |
Education
| SCHOOL | MAJOR | YEAR | DEGREE |
|---|---|---|---|
| Hofstra University | Finance, General | 1990 | Master Degree |
