Description
Compliance Officer with an asset manager, bank, broker-dealer, exchange, FCM, or SRO in which I can leverage my securities and futures markets experience, knowledge and analytical skills.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Advantage Futures Llc | Assistant Vice President Credit/Risk Management | 1/2015 - 8/2017 |
| Western & Southern Life Insurance | Financial Representative | 1/2013 - 1/2015 |
| Ehret & Co. | Management Consultant | 1/2011 - 1/2013 |
| Sun Gard/Kiodex | Account Executive | 1/2010 - 1/2011 |
| Bayesline Limited | Vice President Sales & Marketing, North America | 1/2009 - 1/2010 |
| Proxicom Inc. | Financial Services Industry Consultant/Business Development Manager | 1/2003 - 1/2006 |
| Cme Group/Chicago Board Of Trade (Cbot) | Director, Business Development | 1/2001 - 1/2007 |
| Chicago Board Brokerage L.L.C. (Cbb) | Director, Sales | 1/1995 - 1/1999 |
| Aubrey G. Lanston And Co. Inc. | Vice President | 1/1989 - 1/1995 |
Accomplishments
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