ACCOMPLISHMENTS * Compliance and Regulatory professional, with over 25+ years of Audit, Compliance, and Technology experience. * Confident decision maker with excellent oral and written communication skills and has the ability to proactively create concepts into action plans. Excellent relationship management and influencing skills. Reputation as an enthusiastic team player and team builder. * Successfully worked with two vendors and rolled out automated audit systems. Developed business requirement documents, user acceptance-testing, and quality assurance test environments providing project management to all aspects of the development and implementation tasks.

Highlights:

• Annuity
• Security
• Management
• Risk Management
• Scheduling
• Wealth Management
• Compliance
• Audit
• Business Management