SUMMARY & PROFILE Accomplished professional with a Bachelor of Business Administration in Finance, and a diverse background in invest- ments and finance. Ability to direct fast-paced operations, and ensure compliance with rapidly changing rules and regula- tions. Highly successful at analyzing situations and making well-informed, strategic decisions to improve company growth and profit margin. Develops strong client and business relationships that are beneficial to the company. Solid knowledge of the complex regulatory environment, and ability to implement policies and procedures to ensure compliance. Proven success at managing and developing teams and personnel to become high achieving professionals. PROFILE Accomplished professional with a Bachelor of Business Administration in Finance, and a diverse background in invest- ments and finance. Ability to direct fast-paced operations, and ensure compliance with rapidly changing rules and regula- tions. Highly successful at analyzing situations and making well-informed, strategic decisions to improve company growth and profit margin. Develops strong client and business relationships that are beneficial to the company. Solid knowledge of the complex regulatory environment, and ability to implement policies and procedures to ensure compliance. Proven success at managing and developing teams and personnel to become high achieving professionals.

Highlights:

• Accounting
• Management
• Automation
• Compliance
• Due Diligence
• Hedge Fund
• Policies and Procedures
• Regulatory Reporting
• SEC
• Securities
• Operations
• Executive
• Financial
• Chief Operating Officer
• Vice President