Financial Specialist Career Research and Resources
Pulse Trading
• Collect and study data to determine costs of clearing and trading. • Develop and prepare budgets and forecasts. • Supervised audits with independent auditors, SEC and regulatory reporting. • Developed written supervisory procedures and Business Continuity Plan (“BCP”).
Avg. Salary: $80,000 · Company Rank: Not Available
Sun Life
• Developed testing and monitoring procedures to comply with new Investment Company Act and Investment Advisor Act regulations and input of rules into the Charles River Development System. • Developed testing and monitoring program to comply with requirements under Rules 38a-1 of the Investment Company Act of 1940 and Rule 206(4) -7 of the Investment Advisors Act of 1940. Reporting to investment company board of directors.
Avg. Salary: $80,000 · Company Rank: Not Available
Citizens Bank
• Developed budgets, and prepared financial statements and forecasts. • Calculation and payment of sales commissions for Financial Consultants. • Recommend budget adjustments, and other cost improvement measures. • Supervision of Audits conducted by the SEC and FINRA.
Avg. Salary: $80,000 · Company Rank: Not Available
Alonso Perezmartinez
Established successful consulting firm to service corporate clients and individuals. Analyzed financial activities/business processes, devising strategies to optimize profitability for oil, gas, real estate, private equity-related businesses and others. Raised funds from companies/individuals for VC business opportunities and real estate investments throughout Latin America. Advised world-renowned individuals as well as cor...
Avg. Salary: $300,000 · Company Rank: Not Available
AMVESCAP / INVESCO
Established INVESCO as Latin America’s leading independent asset manager. Brought RFP for $250M fixed income mandate from Central Bank of Argentina and $200M mandate from Central Bank of Brazil. Also enabled firm to be recognized as one of the leading asset management houses in Colombia and Brazil, with 35 of their global offshore funds listed with local SEC. Introduced firm into Mexico, bringing total of $1.4B under manage...
Avg. Salary: $300,000 · Company Rank: Not Available
The TCW Group Inc.
Marketed TCW to banks, pension funds, corporations and individuals in Latin America. Created an awareness of Trust Bank of the West in region through extensive travel to Mexico, South America and Puerto Rica. Conducted personal visits, established telephone contact and mass-mailed marketing materials, establishing relationships with hundreds of government leaders, corporate executives, bank officers and private citizens.
Avg. Salary: $300,000 · Company Rank: Not Available
Republic National Bank of New York
Turned around Republic Bank of NY subsidiary. Republic Int’l Bank of NY received poor SEC audit rating, causing its holding company to ouster RIBNY’s President. As new President, re-vamped bank’s structure and replaced personnel with top-notch managers/traders. Increased customers’ deposit portfolio from $2M to $12M and, over next six years, to $475M. Received outstanding rating from internal auditors/Federal Reserve Examin...
Avg. Salary: $300,000 · Company Rank: Not Available
Bank of America
Responsible for the overall management of the Los Angeles, San Diego, Houstond Miami Private Banking Offices in developing and servicing international private banking customers with deposit portfolios of $1 billion and loan portfolios of $30 million. Established and managed a Private Banking Service Center in providing operations support. Managed three offices with a total marketing and support staff of fifty, coordinated a...
Avg. Salary: $300,000 · Company Rank: Not Available
Bank of America
Flawlessly migrated BofA’s Los Angeles, International Banking office operation to headquarters in SF. A smooth transition of 3,000 accounts with $2B in deposits and $9B of credits was critical. Successfully deployed 800 personnel through attrition, transfers and terminations, all within on-time. Increased earnings, customers’ deposit portfolio and profits.
Avg. Salary: $300,000 · Company Rank: Not Available
Spear,Leeds & Kellogg LLC (Divsion of Goldman Sachs)
SPEAR LEEDS & KELLOGG, LLC (Division of Goldman Sachs), New York, NY Feb. 2001- Sept. 2007 Vice-President /Specialist Trader Member of the New York Stock Exchange 2002-2007 Planned, coordinated and performed diverse trading, market making, and financial analysis functions on the floor of the New York Stock Exchange. Evaluated trends, supply and demand statistics, and recent activity to develop trading strategies and ma...
Avg. Salary: $130,000 · Company Rank: Not Available
