Financial Specialist Career Research and Resources
Brookstreet Securities
Reviewed and approved journals and legal transfers of assets involving trusts, corporate accounts, and other account registrations. Reviewed and researched daily Customer Identification Program reports of new accounts flagged by the company’s clearing firm. Identified and resolved customer identification issues. Served as backup to the Executive VP/COO and VP of Compliance in reviewing and approving options trading on custo...
Avg. Salary: $55,000 · Company Rank: 3.0 out of 5
Pacific Investment Management Company
Reviewed new client account investment guidelines submitted by account managers and communicated with appropriate account manager to gain clarification of any information. Worked closely with the Compliance Rules Team to ensure the appropriate compliance rules and restrictions were added to each account. Conducted second audit check for other team members’ new accounts and / or revised guidelines of existing accounts. Serve...
Avg. Salary: $55,000 · Company Rank: 3.0 out of 5
WM Financial Services, Inc.
Performed accurate and timely reviews and approval of trades submitted by financial consultants, ensuring transaction compliance with NASD rules and internal polices and procedures. Interfaced with employees throughout the organization as well as financial consultants and sales managers. Prepared and submitted weekly reports to sales managers outlining paperwork deficiencies. Provided clear reasons to field and sales manage...
Avg. Salary: $55,000 · Company Rank: 3.0 out of 5
Prudential Financial
Marketed and sold life insurance and mutual funds to prospects and existing book of business. Communicated with clients to identify financial goals and objectives. Serviced the financial needs of approximately 1,000 assigned accounts made up of a variety of life insurance policies, variable annuities, fixed annuities, mutual funds, auto insurance, and homeowner’s insurance. Focused marketing and selling efforts on the new h...
Avg. Salary: $55,000 · Company Rank: 3.0 out of 5
STATE STREET
? Responsible for supporting and managing daily activities related to account opening and maintenance. ? Utilize financial computer-operating systems of Global Plus to set up trust, custody, international and investment advisory accounts. ? Responsible for the set up and processing of financial transactions ? Interact with internal WMS partners to identify and resolve various account setup and maintenance issues. ? Co...
Avg. Salary: $37,000 · Company Rank: 4.0 out of 5
WALGREENS
? Responsible for continuously planning and implementing strategies to increase profitable sales growth for the Brookline region ? Accountable for supervising and managing several service clerks and associates ? Recruit, hire, and train sales representatives to maintain current customer relationships and establish new ones ? Maintain and manage inventory and ordering of consumer products ? Provide excellent customer su...
Avg. Salary: $37,000 · Company Rank: 3.0 out of 5
Watterson~Prime - Fidelity FIS-LPS
Manage Procurements and Settlements for company wide loan pool due diligence reviews
Avg. Salary: $95,000 · Company Rank: 2.0 out of 5
NetBank
Coordinated lending services through professional lenders and borrowers. Provided operation and administrative support for Direct Consumer Lending managers. Prepared reports on dealer financial services on budgeting, revenue forecasting and monthly spending forecasts.
Avg. Salary: $30,000 · Company Rank: 4.0 out of 5
America Online Inc
Answered inbound calls from AOL members while providing product value and attempt to retain members. Received Member Connect Certificate for exceeding all aspects of customer satisfaction.
Avg. Salary: $30,000 · Company Rank: 1.0 out of 5
SunTrust Bank
Maintained over 2,000 customer accounts while eliminating errors by 50 percent. Investigated over 50 customer accounts online payments that significantly improved customer satisfaction.
Avg. Salary: $30,000 · Company Rank: 4.0 out of 5
