Wm Financial Services, Inc. Work Values

Daily Duties at Wm Financial Services, Inc.:

Performed accurate and timely reviews and approval of trades submitted by financial consultants, ensuring transaction compliance with NASD rules and internal polices and procedures. Interfaced with employees throughout the organization as well as financial consultants and sales managers. Prepared and submitted weekly reports to sales managers outlining paperwork deficiencies. Provided clear reasons to field and sales manager for transaction rejections, when necessary. Trained and mentored new hires. Researched and replied to subpoenas issued by law firms or government / municipal jurisdictions. Actively participated in the investigation, resolution, and settlement of customer complaints. Selected Achievements: ** Played key role on five-member team in planning, writing, organizing, and producing departmental training manual; assisted in providing updates to training manual, as needed. ** Recognized by management for excellent written communication skills and comprehensive product knowledge across a broad range of securities and investment products. ** Received favorable feedback from sales managers and financial consultants for fair-minded and quick trade review processing. ** Provided assistance to sales managers on training of financial consultants via telephone conference calls and / or in-person presentations during monthly regional sales meetings.

What they like about Wm Financial Services, Inc.:

A hiring company that offers alternative approaches to pay, performance bonuses, and/or equity in the firm is very attractive to you. You're generally less interested in working for an organization offering only traditional, salary-based compensation, one with limited opportunity to acquire equity in the firm, or one that does not actively promote skill development. In addition, you are more likely to choose a company that offers a variety of internal career options, with defined career paths. You view the learning of new skills and development of your expertise as key to your career advancement. These aspects of an organization may become even more important to you as you progress in your field, and are especially critical if you change career or occupation.

Tags

Compliance, Operations, NASD Regulations, Financial Services Professional, NASD, Mutual Funds, Annuities, Stocks, Bonds, Life Insurance, Writing Training Materials, Detail Oriented, Training, Effective Writing Skills

Skills

P&L responsibilities, Presentation, Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts., Technology Solutions, Sales Support, Software Implementation, Requirements Analysis & Specification, Leadership

These are some of the questions we asked our climbers about their experiences with Wm Financial Services, Inc.: