Wm Financial Services, Inc. Work Values

Daily Duties at Wm Financial Services, Inc.:

Performed accurate and timely reviews and approval of trades submitted by financial consultants, ensuring transaction compliance with NASD rules and internal polices and procedures. Interfaced with employees throughout the organization as well as financial consultants and sales managers. Prepared and submitted weekly reports to sales managers outlining paperwork deficiencies. Provided clear reasons to field and sales manager for transaction rejections, when necessary. Trained and mentored new hires. Researched and replied to subpoenas issued by law firms or government / municipal jurisdictions. Actively participated in the investigation, resolution, and settlement of customer complaints. Selected Achievements: ** Played key role on five-member team in planning, writing, organizing, and producing departmental training manual; assisted in providing updates to training manual, as needed. ** Recognized by management for excellent written communication skills and comprehensive product knowledge across a broad range of securities and investment products. ** Received favorable feedback from sales managers and financial consultants for fair-minded and quick trade review processing. ** Provided assistance to sales managers on training of financial consultants via telephone conference calls and / or in-person presentations during monthly regional sales meetings.

What they like about Wm Financial Services, Inc.:

The social vibrance of a hiring firm is very important to you. Your ability to make and maintain friendships there is a critical part of your decision. You would likely be dissatisfied with a workplace that is quiet, cold, or otherwise not particularly social. When you investigate a new hiring company, ask recruiters, managers, and potential co-workers about the social life and opportunities there. This is especially important when you are relocating; moving dramatically alters your social sphere both inside and outside the workplace.

Tags

Compliance, Operations, NASD Regulations, Financial Services Professional, NASD, Mutual Funds, Annuities, Stocks, Bonds, Life Insurance, Writing Training Materials, Detail Oriented, Training, Effective Writing Skills

Skills

P&L responsibilities, Presentation, Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts., Technology Solutions, Sales Support, Software Implementation, Requirements Analysis & Specification, Leadership

These are some of the questions we asked our climbers about their experiences with Wm Financial Services, Inc.: