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Compliance Officer Online Resumes

Compliance Officer - 15 Years of Experience - Near 75074

Compliance Officer

Compliance Officer

Compliance Officer - 10 Years of Experience - Near 60016

Tags for this Online Resume: Management, Retail, Policies and Procedures, Fraud, Generate Reports, Quality, Quality Assurance, Test, Training, Quality of Service

Compliance Officer

Tags for this Online Resume: FCPA, Anti-Bribe, Compliance, Investigation

Compliance officer, Tampa FL

Tags for this Online Resume: Performance-driven, Process improvement skills, Strong organizational skills, Complex problem resolution, self-motivated, Quality Assurance

Compliance Officer, Omaha|Compliance Exams, Problem Solving, Regulatory Exam Liaison| Series 24 Principal

I'm a seasoned compliance professional with both broker-dealer and investment advisor experience. I'm seeking a compliance position that will allow me to use my problem solving and organizational skills and regulatory knowledge. I'm interested in a broker-dealer or registered investment advisor that is looking for a manager who has experience with the development, planning and execution of branch office exams and facilitat...

Tags for this Online Resume: compliance, Omaha, series 24, examinations, principal, securities

Compliance Officer

Compliance Officer - 20 Years of Experience - Near 23605

SUMMARY OF QUALIFICATIONS: * Driven leader with 30+ years' experience in the Transportation & Safety industry * Extensive knowledge of material handling, OSHA requirements, and DOT compliance * Solid proficiency in Microsoft Suite - including Word, Excel, PowerPoint, and Access * Developed and managed company DOT Policies and OSHA programs * Authorized Instructor via the OSHA Outreach Training Program

Tags for this Online Resume: OSHA, Compensation, Transportation, Workers Compensation, Training, Compliance, D.O.T., Inventory, Cardiopulmonary resuscitation (CPR), Material Handling, management, manager

Ph.D. with 20 years expeience with administration, ISO systems, and laboratory work

Enhance my career

Operational Risk and Compliance Specialist - 5 Years of Experience - Plano, TX 75024

Highlights: •Organized; Proven ability to manage multiple projects simultaneously with varying deadlines. •Demonstrates strong written and verbal communications skills. •Advanced in the use of Microsoft Office, SharePoint 2010 and Discovery. •Reliable to solve problems and identify more effective procedures and process flows to aid adherence to Risk and Compliance requirements. •Strong work ethics, ability to drive results ...

Tags for this Online Resume: Microsoft Office, Risk, Compliance, Process Management, Business Support, Plano, TX

Compliance Officer - 15 Years of Experience - Near 06812

Tags for this Online Resume: audit, aml, assurance, risk, operations, trust, bank