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Compliance Officer Online Resumes

Compliance Officer - 20 Years of Experience - Near 23314

Management & Business Resumes - Compliance Officer Resumes - Chesapeake, VA

Seeking position offering opportunity to lead risk management operations for a mid to large organization.

Tags for this Online Resume: Virginia, North Carolina, CPCU, ARM, Risk , Safety, Enterprise, Management, Management, Risk Management, Insurance, Network Security, Networking, Security, Human Resources, Benefits

Compliance Officer / Manager - 20 Years of Experience - Greater New York Area

Management & Business Resumes - Compliance Officer Resumes - Stony Brook, NY

An accomplished and skilled Securities Professional, focusing on Regulatory Compliance, Operations, Management and supervision. A thorough, resourceful and responsible self-starter with excellent problem solving, communication and investigative abilities. My strengths include supervision, risk analysis, and extensive knowledge of State, SEC and FINRA regulatory rules, regulations and filings, as well as BSA and U.S Patriot ...

Tags for this Online Resume: Compliance Officer, Back Back Office Operations Manager, Risk Analysis, Supervision, FINRA Licensed Series 7, 24, 63 Licensed, Brokerage, Finance

senior compliance auditor

Management & Business Resumes - Compliance Officer Resumes - Plano, TX

Continue to work as Compliance auditor

Tags for this Online Resume: mortgage, audit, compliance, testing, portfolio, real estate

Compliance Officer

Management & Business Resumes - Compliance Officer Resumes - Newark, NJ

Compliance Officer

Management & Business Resumes - Compliance Officer Resumes - Los Angeles, CA

Experienced Financial Services Professional - 20 years of experience

Management & Business Resumes - Compliance Officer Resumes - Perry Hall, MD

I am Financial Services professional with 20 years of experience in operations, compliance and audit. I have experience with both broker/dealers and investment advisory businesses. I have managed staffs as large as 40 people, both on site and from remote locations.

Tags for this Online Resume: audit, compliance, baltimore, wealth management, financial services, operations