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Rss Compliance Manager Online Resumes

Compliance Manager

Compliance Manager

Compliance Manager - 20 Years of Experience - Near 33442

Seeking an opportunity where hard work, consistency and the ability to work with others can be fully developed to better achieve personal and organizational goals and objectives. My years of experience have provided me the skills, knowledge and insight to be an effective and valuable addition to any organization.

Tags for this Online Resume: Supervisory, Managerial, Performance Manager, Billing, Legal, Litigation, Payroll, Real Estate, Quality Assurance, Test

Compliance Manager

Tags for this Online Resume: Fraud, Referrals, Training, Policies and Procedures, Assessments, Management, Regulatory Reporting, Aml (Macro Lang), Compliance, Risk Management

Compliance Manager

A broad based, experienced professional with a unique blend of credentials and a proven track record of generating support for one of the most profitable Complex in the eastern region. A motivated team player with the ability to comfortably interact on all levels with others in the organization. Skilled at meeting SEC and FINRA regulations through the review, analysis and identification of potential liabilities. A self s...

Tags for this Online Resume: Aml (Macro Lang), Equity, High Net Worth, Insurance, P&L, Accounts Payable, Data Entry, Dba (Database Admin)

Compliance Manager

VP., Trading & Operations, Los Angeles, CA

Successful trading & operations manager for the past 20+ years. Last long term management position, oversaw 72 seasoned Independent Investment Advisors. Many of these advisors and I had followed each other through the past three mergers. I've gained their trust and respect since I have been in their shoes as a sales advisor and trading expert.

Tags for this Online Resume: Operations Manager, Trading Manager, Compliance Manager, Fixed Income, Options, FINRA

Corporate Manager of Health, Safety, Security, and Environment

Corporate HSSE Director/Manager for a company that desires a world class HSSE program with employees working safely day after day. Managing and minimizing worker's compensation rates and cost losses. Motivating employees to take responsibility and ownership for their safety as well their co-workers and working together as a productive and safe working Team.

Tags for this Online Resume: Corporate HSSE Manager, Motivational Speaker, Professional Trainer, Manage multiple projects, Manage Field Managers/Supervisors, Millions of hours w/o LTC/ORC

"Quality Assurance, Buffalo,New York"

Compliance Manager - 15 Years of Experience - Near 78613

Tags for this Online Resume: Team Lead, Audit, Corrective Actions, Customer Service, Customer Service Center, Root Cause Analysis, Statistics, Management, Monitoring, Compliance

Compliance Manager

Compliance Manager - 7 years Fortune 500 Experience - Analyst, Contract Negotiation, Call Center

To continue working in a managerial or analytical role overseeing process and compliance to optimizing performance, maximize revenue, and act as a client liaison with various internal departments to develop and maintain a strong client relationship by