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Online Resumes with "Equities Derivatives"
Accountant
SUMMARY OF QUALIFICATIONS ROCS Consulting Managing Director, 2000 - Present Proprietor of an Independent Consulting practice. The firm specializes in Regulatory, Compliance and Operational consulting for the securities and banking industry. ROCS Consulting provides assistance to Broker Dealers, Registered Investment Advisors, Banks, Trust Companies, Insurance Companies, Investment Companies, Bank Securities Dealers and Tran...
Tags for this Online Resume: Accounting, Back Office, Banking Industry, Capital markets, Complaints, Consulting, Derivatives, Equity, Financial, Financial Reporting
SENIOR COMPLIANCE OFFICER
Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...
Ideal Companies: none
Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements
Financial Analyst
Tags for this Online Resume: Journal Entries, Accounts Payable, Accounts Receivable, Billing, Customer Accounts, Derivatives, Equity, P&L, Financial Industry, Process Improvement
Financial Specialist - 19 Years of Experience - Near 07726
Tags for this Online Resume: Securities, Bonds, Research, Derivatives, Equity, Bloomberg, Consulting, Litigation, Litigation Support, Support, Senior analyst, mergers & acquisitions, valuation, forecasting, regulatory, equities,
Executive Director - 18 Years of Experience - Near 08817
Tags for this Online Resume: Capital markets, Fixed Income, Futures, Integrate, Management, Process Improvement, Product Management, Pricing, Compensation, Equity
Financial Manager - 20 Years of Experience - Near 11697
Tags for this Online Resume: Back Office, Pricing, Retail, Swaps, Commodities, Fixed Income, KYC, Security, Management, Equity
Developer - 21 Years of Experience - Near 10017
Seasoned technical leader with advanced knowledge of Equities, Derivatives, Fixed Income, Securities lending and Risk Management. Extensive experience in end-to-end development lifecycle, business requirements gathering and business analysis, writing functional specifications, design, development, and testing. Full-spectrum day-to-day interaction with different level business clients and technical management. Excellent ana...
Tags for this Online Resume: Equity, Front Office, Management, Pricing, Back Office, Business Objects, Informatica, Prime, Securities, Security
Financial Analyst - 21 Years of Experience - Near 30341
An accomplished and versatile trader offering buy-side experience with Domestic, International Equity and Derivatives markets. Demonstrate talent in achieving best execution, excellent reputation for knowledge of markets, and a passionate contributor to the investment process. Harboring extensive industry relationships, strong communication, marketing, client services, and active volunteer with collaborative skills. Comple...
Tags for this Online Resume: Management, Asset Management, Equity, Mutual Funds, Financial, Financial Reporting, Financial Systems, Information Requests, Lotus, Lotus Notes
Lawyer - 12 Years of Experience - Near 07928
Tags for this Online Resume: Banking Industry, Investment Banking, Equity, Management, Risk Management, Sales, Capital markets, High Yield, Acquisitions, Compensation
