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Online Resumes with "COMPLIANCE OFFICER"
HSE complliance and training with expierance in project and personal manegment
Safet, Manegment, Compliance,
Labor Compliance
Tags for this Online Resume: compliance, labor compliance, compliance investor, labor compliance officer, labor compliance analysis, labor compliance representative
Assistant Project Manager/ Project Coordinator
Compliance Officer
Tags for this Online Resume: safety, osha, risk management, worker's compensation, training, development, trainer
Compliance Officer
Compliance Professional - 8 years experience - CFE in progress
I'm a Compliance Professional who has 8 years experience in I.T. policy compliance and Accounting Shared Services process monitoring and compliance experience. Expertise in monitoring and analyzing access and adherence to I.T. and financial policies.
Compliance Officer, Washington DC, Virginia, Maryland
I am a talented manager with experience in compliance, financial services, training, and call center management. My ideal opportunity should allow me to continue to be a collaborative and resourceful leader, since I like solving problems in a constructive manner.
Tags for this Online Resume: Training Management, Call Center Management, Compliance, Ethics, Customer Service, Financial Services
Quality Control/Quality Assurance-4 years experience
Retail Investment Branch manager- Highly Licensed- 10 Years Experience
I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.
Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.
Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations
chief ethics and compliance officer, health care services
senior executive position
Tags for this Online Resume: contracts, compliance, mergers, corporate
Chief Compliance Officer - 22 years experience - Phoenix
Tags for this Online Resume: Phoenix, San Diego, Compliance Officer, Privacy Officer, regulatory affairs, genetics
Chief Compliance Officer
Tags for this Online Resume: Regulatory compliance, regulatory examinations, internal audits, policies and procedures, education and training, team building
