ACCOMPLISHMENTS Over twenty five years of excellence in operations, mostly in areas with high risk and exposure to the firm. Developed, tested and directed implementation of various system enhancements, that increased operational efficiency, reduced market exposure, and improved regulatory adherence and reporting. Involved in design and testing of Internet based system for select customer account information access. Helped Trading Department start and grow the lucrative Corporate Buy-Back product, from establishing operational procedures to assisting in acquiring very large corporate accounts. Assisted The Options Clearing Corp. in testing and implementation of the Depository Pledge system currently used at D.T.C.

Highlights:

• Reg T
• Margin
• Options
• Reconciliation
• Clearing
• Expiration
• Composer
• Cash Accounts
• Equity
• Reconciliations
• Benefits
• Cash Management
• Corporate Accounts
• Filing