Description
Results-driven and versatile attorney extensively experienced in asset management and private equity with profound knowledge in securities and corporate law, fund formation, private offerings, mergers and acquisitions, compliance and regulatory investigations. An active listener and problem solver who bridges the gap between business objectives and risk management. Qualifications Summary * Instrumental in advising executives, senior management, and board of directors on various matters, such as corporate governance, strategic planning and execution, regulatory and risk management, acquisitions and integration and proactively developing and implementing real time solutions, while managing and overseeing the organization's legal matters. * Demonstrated success in effectively negotiating, drafting and evaluating agreements, including business combination, employment and vendor agreements, and when necessary enforcing such agreements. * Adept at conducting thorough due diligence, legal research and reviewing litigation strategy pertaining to regulatory matters and legal proceedings, while recommending appropriate corporate actions and decisions to achieve optimal results. Expert in compiling and preparing regulatory filings and SEC reports. Skilled in broker-dealer and investment advisor regulation and compliance. * Demonstrated team leader and communicator, able to efficiently manage outside counsel and consultants on engagements. * 20+ years of experience in commercial litigation, arbitration and alternative dispute resolution. * Instrumental in advising executives, senior management, and board of directors on various matters, such as corporate governance, strategic planning and execution, regulatory and risk management, acquisitions and integration and proactively developing and implementing real time solutions, while managing and overseeing the organization's legal matters. * Demonstrated success in effectively negotiating, drafting and evaluating agreements, including business combination, employment and vendor agreements, and when necessary enforcing such agreements. * Adept at conducting thorough due diligence, legal research and reviewing litigation strategy pertaining to regulatory matters and legal proceedings, while recommending appropriate corporate actions and decisions to achieve optimal results. Expert in compiling and preparing regulatory filings and SEC reports. Skilled in broker-dealer and investment advisor regulation and compliance. * Demonstrated team leader and communicator, able to efficiently manage outside counsel and consultants on engagements. * 20+ years of experience in commercial litigation, arbitration and alternative dispute resolution.
Accomplishments
Highlights:
Companies I like:
The Law Offices of James A. Prestiano PC, The Law Offices of James A. Prestiano PC, The Law Offices of James A. Prestiano PC
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