Description
After 30 years of working at various Banks and brokerage firms I was offered a position to work for the Florida Panthers in Sunrise FL, This being totally out of my realm of expertise I decided to make a life change and accepted a position as an assistant equipment manager which I successfully performed for 3 years at which time I decided to return to what I know best. I'm a Seasoned Professional with strong Operational Risk Management skills in Investment Banking, Private Client Group, Proficient in AML. Prime Broker Operations, Asset Management, Control and Brokerage Operations experience. Extensive knowledge of the various FRB, SEC, and FINRA regulatory requirements. Considerable experience developing back office systems for Control, Trade Support Cash Management in conjunction with internal IT staff and/or external vendors. Strong organizational, management, and inter-personal skills with a focus on quality and customer satisfactions. FINRA Series 99 (6/28/2012)
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Virus Decon.Com | Ops Manager Assistant Equipment Manager | 3/2020 - 3/2020 |
| Jpmorgan | Associate Collateral Management Control Group | 6/2010 - 12/2015 |
| Deutsche Bank | Ny Avp Operational Risk Management Middle Office | 4/1997 - 1/2009 |
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