Summary of Qualifications Professional financial support administrator offering versatile office management skills and proficiency in MS Office programs and in-house banking and financial programs (Merrill Lynch's Wealth Management Workstation). Strong planner, results oriented, self-motivated team player with superior attention to details and a problem solver who readily adapts to change, works independently and exceeds expectations. Highly analytical with strong communication, organizational and time management skills. Demonstrates excellence in following financial rules, regulations, and standard operating procedures. Able to juggle multiple priorities and meet tight deadlines. * Financial document quality control reviews * Research trades/corrections for clients and in-house personnel * Skilled in trade corrections, manual bond trading, execution of special trade tickets * Expertise in internal and SEC audits * Document controller * Cashier * Card Access Control Representative for floor security access * Recall Representative for financial instruments archive * Informal help desk resource to Managers, Brokers, and Client Associates (CAs) * Knowledgeable of trade correction compliance regulations and SEC regulations * Monthly trade compliance reports * Risk Management review of financial instruments for Fraud * Signature Guarantee Representative * Microsoft Office (Word, Excel, PowerPoint, Outlook) * Branch Services Administrator * Quality Control review of incoming client documents * Account reconciliations, commission and trade adjustments

Highlights:

• Management
• Documentation
• Services
• Banking Industry
• Filing
• Financial Industry
• Investment Management
• Reviews
• controller
• Operations Specialist