Areas of Expertise: Compliance Issue management and validation remediation project team work, including risk assessment root cause analysis and project management end to end compliance review capacity including data analytics risk assessment of controls and root cause analysis procedure analysis report and procedure writing and business use-case model analysis Bank Industry Related Work History US Bank, NA September, 2016 to October, 2017 Retail Payment Systems, Issue Management Team Risk Consultant - Issue Validator * Responsible for validating successful completion of corrective actions necessary to mitigate risk associated with consumer lending and depository accounts. Validation activities include: review of root cause analysis business line proposed corrective actions appropriateness of issue scoping confirmation of success of UAT and production testing for automated corrective action implementations (e.g. technical fixes) re-validation of validation transactional testing data analysis of preventative, detective, and monitoring controls and ensuring evidence of sufficiency of corrective actions and sustainability of controls support issue closure * Participate in issue stakeholder issue intake meetings, providing credible challenge to the business lines where appropriate in the remediation plan relating to milestone creation items around timelines * Work with Issue Coordinators, Issue Managers, Line of Business Subject Matter Experts, Risk Managers, and other stakeholders to ensure appropriate communication of findings throughout the milestone tollgate process * Conduct a deep dive analysis of issue artifacts and remediation documentation, particularly of data supporting transactional testing leveraged to validate remediation of the issue * Provide regular reporting to managing compliance groups for issues falling to their further review and approval for closure evidencing my findings and demonstrating all milestones are complete and demonstrate satisfactory proof * Liaise between managing compliance groups and Issue Coordinators and Issue Managers in status meetings * Participate in a number of status meetings for a variety of stakeholders relating to the status of issues throughout the issue tollgate process * Update status information on a departmental SharePoint issue database as well as within the enterprise wide compliance database, Archer * Reporting to senior management the interim milestone tollgate reports and final validation findings of issues

Highlights:

Companies I like:

jean blakeley-cook, Local Credit Union, Small Banking Industry, 3M

• Bankruptcy
• Compliance
• Protocol
• FHA
• Human Resources
• Post Closing
• Accounting
• Business Objects
• Data Analysis
• Insurance