QUALIFICATIONS SUMMARY Highly qualified, results-driven, articulate professional with 20+- years' experience and recognized expertise in regulatory compliance, criminal investigations, program management, interviewing, training, and strategic planning. Significant skills in risk management, financial investigations, problem resolution, leadership coaching, threat identification, reputation and brand protection. * Relationship Development: Strong interpersonal talents with a unique capability to manage and motivate people. Spearheaded the creation of FBI's financial industry outreach program. Formed key partnerships with professionals working in hedge funds, private equity, investment banks, pensions, endowments, and law firms. * Law Enforcement: Considered the leading authority on securities fraud investigations, risk assessment, securities laws, and leadership while in government service. Full understanding and recognized expertise in legal compliance, threat investigation, law enforcement, and financial investigation. A leader who has a unique aptitude to build and manage teams to investigate and enforce the law. * Project Oversight: Highly organized with combination of technical, financial, and business expertise to guide project planning and implementation. Success meeting requirements of program management and significant experience and full understanding of a variety of business processes. * Key Strengths: Skilled in resolving problematic situations and understanding of diverse criminal and civil law. Experience in risk management, strategic planning, reputation and brand protection. Proven skills in developing training to improve work ethics, culture of compliance, and developing tone at the top. Expertise in financial investigation, threat identification, regulatory compliance, and establishing best practices for responding to governmental inquiries. Areas of Expertise * Leadership & Team Building * Problem Resolution * Motivational Leadership * Program Management * Multi-tasking & Scheduling * Cross-functional Team Mgmt * Financial Investigation * Organizational Management * Interpersonal Ability * Program Management * Relationship Management * Performance Evaluation

Highlights:

• Aml (Macro Lang)
• Compliance
• Internal Controls
• Risk Assessment
• Financial
• Financial Industry
• Fraud
• Securities
• Training
• Accounting