Occupation:Chief Operations Officer |
Location:Port Chester, NY |
Education Level:Law Degree |
Will Relocate:YES |
Description
SUMMARY Experienced General Counsel with broad legal, operations, compliance, and marketing experience with investment management f`n'ms. General Counsel and CCO of three investment advisory f`n°ms (each had a broker-dealer sub) and one de novo bank. COO of two ofthese firms. Independent Board member of three mutual fund firms.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Counsel | 5/2016 - Present |
| Commonfund | Counsel | 1/2014 - 4/2016 |
| J.E. Breslin & Co. | Consultant | 1/2010 - 1/2014 |
| Central Park Credit Bank | Coo, General Counsel And Cco | 1/2007 - 1/2009 |
| Aladdin Capital Management Llc | Chief Operating Officer/General Counsel | 1/2005 - 1/2007 |
| Independence Community Bank Private Bank | Consultant | 1/2003 - 1/2004 |
| Whitehall Asset Management Inc. | Sr. Managing Director Marketing & Sales, President Of Whitehall Funds Trust | 1/1999 - 1/2003 |
| J.E. Breslin & Co. | Consultant | 1/1994 - 1/1999 |
| General Counsel/Cco And President Of Mutual Fund Group | General Counsel, Cfo And Cco | 1/1985 - 1/1994 |
| Kelly Drye & Warren | Associate Litigation | 1/1980 - 1/1981 |
Accomplishments
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