Description
Summary Well-rounded financial professional accomplished at relationship building, portfolio management, compliance, regulatory oversight, training, development and project manage - ment. Accomplishments * Reduced capital spending across multiple business segments by leading cross-functional project teams utilizing a collaborative approach to implement and streamline best practices * Decreased cost-expenditure through compliance enforcement and implementation of a rig - orous quality control system * Continually improved client satisfaction (Net Promoter Scores) quarter over quarter through a combination of proactive client contact, team awareness, coaching and development * Maintained highest Financial Advisor retention and promotion rates for 7 years consecutively compared to peer teams * Increased AUM of the emerging and mass affluent client base with the introduction of a trans - parent fee structure and dedicated advisory services
Accomplishments
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