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Gary L

Financial Manager, Branch or Department - 15 Years of Experience - Near 91205

Occupation:

Financial Manager, Branch or Department

Education Level:

Associate

Will Relocate:

YES

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Summary: Experienced: Manager Compliance Supervision Recruiter Team Leader Trainer Investment Advisor Financial Planning Office Inspection Approved Applications Experienced in handling Customer Complaints Customer Service Good Communication skills Have conducted annual reviews for Registered Representatives Trained Financial Planning advisors in Compliance and Sales. Train Advisors on how to work with money managers, and wealthy Clients. Have set up Company Retirement Plans and Company Employee Benefit Plans. Proven ability to accomplish goals and objectives.

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