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Accounting & Finance Career Research

Charles Schwab & Co

Accounting & Finance - Financial Specialist - Phoenix, AZ

• Pledged Asset Line of Credit operations specialist. • Responsible for supervision of employees regarding compliance rules & company policy. Patriot Act, FINRA and Banking regulations in affecting transactions and the opening and maintenance of client accounts. • Co-operated in concert with financial advisors, compliance officers, anti-money laundering, quality assurance, new account solutions, retirement services, margin...

Avg. Salary: $61,000 · Company Rank: Not Available