Browse Career Research in Accounting & Finance
Accounting & Finance Career Research
Highbridge Capital
manage futures trading, technical analysis of equity and fixed income markets
Avg. Salary: $100,000 · Company Rank: Not Available
PaineWebber Inc
Listed position Trader/Technical Analyst
Avg. Salary: $100,000 · Company Rank: Not Available
AFS Brokerage Inc.
•Managed an OSJ office for the firm covering 35 representatives •Coordinated a clearing firm conversion from Southwest Securities to National Financial Services •Recruited and trained new brokers on the products and procedures for the firm •Spearheaded the regulatory audits and performed compliance reviews on-going. •Prepared financials, net capital computations, Focus reports and annual budgets
Avg. Salary: $75,000 · Company Rank: Not Available
AFS Brokerage, Inc.
•Established a new Broker/Dealer in 1990 and was the Compliance Officer and FINOP •Prepared financial reports, budgets and net capital computations •Managed all operational activities ensuring compliance with NASD and SEC regulations •Trained representatives to sell mutual funds, variable annuities and other insurance products •Managed 8 licensed representatives located in bank locations •Customer service liaison between 4 ...
Avg. Salary: $75,000 · Company Rank: Not Available
BancBoston Brokerage, Inc.
•Established new discount brokerage operation within Bank of Boston in 1984. •Formed business strategy and managed staff, operations, marketing, budgeting, and financials. •Formed separate subsidiary 1986, registered as a broker/dealer and executed transition. •Prepared the policies and procedures manual for the new business •Established strong customer service relationship with Bank clients •Marketed the business interna...
Avg. Salary: $75,000 · Company Rank: Not Available
Fidelity Brokerage Services, Inc. & National Financial Services Corp..
•Monitored policies and procedures to ensure compliance with NYSE, NASD and SEC Reg’s. •Provided compliance training sessions and consulting to 100 bank discount brokerage operations •Researched and responded to customer and regulatory complaints for FBSI •Conducted annual compliance audits of 25 branch offices
Avg. Salary: $75,000 · Company Rank: Not Available
NASD, Inc.
•Monitored financial and operation reports from many securities firms •Conducted field examinations of Broker/Dealers enforcing SEC and NASD regulations •Trained new examiners •Conducted pre-memberships interviews with prospective member firms •Boston office, 9/79-6/92; Denver office, 7/78-9/79
Avg. Salary: $75,000 · Company Rank: Not Available
Symmetry Partners LLC
1. Financial Advisor Services: directly worked with the advisors in analyzing investment options and promoted Symmetry's investment products in client's portfolio construction; Composed periodic market commentary and research papers to help advisors to address the market sensitive topics; Conducted periodic advsior education seminar; Worked together with Sales and Marketing in developing marketing materials and any promotio...
Avg. Salary: $47,500 · Company Rank: Not Available
University of Connecticut Foundation Equity Fund
1. Used both quantitative and qualitative methods in analyzing individual equities in the selected financial market sectors. Conducted market research, industry analysis, financial statement analysis and common-sized financial statement model projections. Utilized various pricing models to assess equity's fair value. Daily trading and trade monitoring. 2. Composed comprehensive stock reports and presented to the manage...
Avg. Salary: $47,500 · Company Rank: Not Available
S. F Taxi Cab Company
Responsible for preparing ,and reporting company’s operating revenues expenses and cash budget. Assisted in planning ,developing and forecasting company’s budgets. Responsible for interpreting, presenting, developing and monitoring performance. Responsible for complex multi-faced concert projects.
Avg. Salary: $47,500 · Company Rank: Not Available
