Fidelity Brokerage Services, Inc. & National Financial Services Corp.. Work Values

Daily Duties at Fidelity Brokerage Services, Inc. & National Financial Services Corp..:

•Monitored policies and procedures to ensure compliance with NYSE, NASD and SEC Reg’s. •Provided compliance training sessions and consulting to 100 bank discount brokerage operations •Researched and responded to customer and regulatory complaints for FBSI •Conducted annual compliance audits of 25 branch offices

What they like about Fidelity Brokerage Services, Inc. & National Financial Services Corp..:

Working for a company with an emphasis on social values and helping society is a clear and important priority for you - a critical factor in who you choose to work for. In contrast to other factors, you place an organization's reputation for fairness and concern for the community above most other aspects of the company. As you search for a new job opportunity, it is usually possible to find out if the company is involved in the community and/or if it is addressing problems and issues in society. Pay special attention to non-profit organizations and those specifically involved in social action. Moreover, speaking with current and former employees should enlighten you to perceptions of the fairness of the company's leaders and the treatment of employees.

Tags

Finance, Compliance, Management, Controller, Securities, Insurance

Skills

P&L responsibilities, Presentation, Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts., Technology Solutions, Sales Support, Software Implementation, Requirements Analysis & Specification, Leadership , Hold Series 4, 7, 24, 27, 63 and Life & Health Insurance licenses

These are some of the questions we asked our climbers about their experiences with Fidelity Brokerage Services, Inc. & National Financial Services Corp..: