Auditor Career Research and Resources
Maryland Dept Education
• Performed financial compliance audits of day care facilities receiving Federal Child Care Food Program Funds administered through the State of Maryland • Attendance records and meal counts were compared to determine the lesser. • Compared the result of audited meal counts times rates of reimbursement, (based on income-eligibility of the parents), to audited expenditures for preparation of the meals; lesser was the allowed...
Avg. Salary: $70,000 · Company Rank: Not Available
Boston Private Bank & Trust
Reporting to the SVP & General Auditor, assisted with coordination and review of entity-wide audits for the Bank’s three West Coast markets. Projects included loan and deposit operations, special assets, troubled debt restructurings, call reporting, human resources, payroll, accounts payable, wire transfers and branches. Monitored outstanding audit/examination issues and coordinated corrective action plans. Designed and co...
Avg. Salary: $105,000 · Company Rank: 3.0 out of 5
Self Employed
Avg. Salary: $105,000 · Company Rank: 5.0 out of 5
Northrim Bank
Reporting to Audit Committee and EVP & Chief Operating Officer, directed internal audit function. Defined audit universe, performed risk analysis, developed and executed internal audit plan. Supervised and trained three auditors. Managed SOX compliance program consisting of > 300 key controls. Projects included BSA/AML, ACH, Borrower in Custody, commercial lending, branch administration. Assisted KPMG with year-end financia...
Avg. Salary: $105,000 · Company Rank: 5.0 out of 5
Point Loma Credit Union
Reporting to Supervisory Committee and President/CEO, directed internal audit and compliance functions. Defined audit universe, performed risk analysis, developed and executed internal audit plan. Supervised and trained one auditor and up to 10 temps. Chaired Compliance Committee, implemented new regulations (e.g., GLBA) and coordinated compliance programs. Projects included direct and indirect consumer lending, mortgage le...
Avg. Salary: $105,000 · Company Rank: 5.0 out of 5
Jackson Hewitt
Supervise staff, ensure accurate tax preparation, solve problems as they occur, keep clients and staff informed of any changes in the current filing year according to the tax code
Avg. Salary: $70,000 · Company Rank: Not Available
AXA EQUITABLE INSURANCE COMPANY
Directed all audit activities and ensured company compliance with financial regulations. Developed and implemented audit plans across all phases and ensured superior risk controls. Collected findings, produced issue rated reports, and evaluated audit results and risk measures to create annual audit plan in collaboration with audit team leaders. Handled all Sarbanes Oxley compliance initiatives throughout risk identification...
Avg. Salary: $114,000 · Company Rank: Not Available
DEPOSITORY TRUST & CLEARING CORPORATION
Managed resource allocation, risk assessment, report writing, and presentation of audit status to senior management. Partnered with internal stakeholders to continuously improve controls and audit procedures and drive greater adherence to regulatory compliance and internal practice guidelines. Produced comprehensive audit programs for BSA compliance, financial reporting, and operations. Conducted operational audits across s...
Avg. Salary: $114,000 · Company Rank: Not Available
DEUTSCHE BANK
Drove efficient completion of audits on trust, estate, custody, investment advisory, and wealth and tax planning business segments of Private Wealth Management Division. Ensured maintenance of client accounts within proper fiduciary and company standards. Managed regulatory compliance encompassing Privacy Act, BSA, AML, and OFAC regulations. Monitored and evaluated effectiveness of procedures surrounding suspicious activiti...
Avg. Salary: $114,000 · Company Rank: Not Available
PRUDENTIAL
Delivered internal control expertise for insurance and corporate services. Oversaw treasury, payroll, accounts payable and receivable, reporting systems, and compliance. Headed by-request operational reviews of insurance policy pricing as well as compliance to NAIC Model Regulations. Trained business lines on financial aspects of risk management and business assessment.
Avg. Salary: $114,000 · Company Rank: Not Available
