Farina And Associates Inc. Work Values

Daily Duties at Farina And Associates Inc.:

Maintain broker dealer compliance programs required by FINRA: Audit trail(OATS,OTS & Trace), anti-money laundering (AML),business continuity plan (BCP),Safe harbor rule 28(e),Central Registration Depository(CRD),Office of Foreign Assets Control (OFAC), Regulation National Market System (NMS),Regulation SHO and continuing education. Supervise and archive trading data and electronic communications.

What they like about Farina And Associates Inc.:

A hiring company that offers alternative approaches to pay, performance bonuses, and/or equity in the firm is very attractive to you. You're generally less interested in working for an organization offering only traditional, salary-based compensation, one with limited opportunity to acquire equity in the firm, or one that does not actively promote skill development. In addition, you are more likely to choose a company that offers a variety of internal career options, with defined career paths. You view the learning of new skills and development of your expertise as key to your career advancement. These aspects of an organization may become even more important to you as you progress in your field, and are especially critical if you change career or occupation.

Tags

aml, compliance, operations, ofac, trading, BCP, aircraft maintence, anti money laundering, series 14, series 27, oats, trace, ots, BUSSINESS CONTINUITY PLAN, SERIES 24, SERIES 10

Skills

P&L responsibilities, Presentation, Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts., Technology Solutions, Sales Support, Software Implementation, Requirements Analysis & Specification, Leadership

These are some of the questions we asked our climbers about their experiences with Farina And Associates Inc.: