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Farina And Associates Inc. Work Values
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Daily Duties at Farina And Associates Inc.:
Maintain broker dealer compliance programs required by FINRA: Audit trail(OATS,OTS & Trace), anti-money laundering (AML),business continuity plan (BCP),Safe harbor rule 28(e),Central Registration Depository(CRD),Office of Foreign Assets Control (OFAC), Regulation National Market System (NMS),Regulation SHO and continuing education. Supervise and archive trading data and electronic communications.
What they like about Farina And Associates Inc.:
Organizations with strong, centralized leadership are particularly attractive to you. You require a work environment with leadership that aggressively seeks to expand and grow the business and does so in a visible and decisive manner. In general you prefer to work in an environment in which there is a strong link between leadership, its actions, and a strong set of company-wide values.
Tags
aml, compliance, operations, ofac, trading, BCP, aircraft maintence, anti money laundering, series 14, series 27, oats, trace, ots, BUSSINESS CONTINUITY PLAN, SERIES 24, SERIES 10
Information about Farina And Associates Inc.
Company Rank: 2.0 out of 5
Average length of employment : 20 years
Average salary of employees: $150,000
These are some of the questions we asked our climbers about their experiences with Farina And Associates Inc.:
| 05| | ||
| Were your performance expectations clearly communicated? | 2.0 |
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| Were you recognized for meeting or exceeding expectations? | 2.0 |
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| Did you feel like your personal contribution was important? | 5.0 |
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| Was your career path clearly outlined and discussed? | 2.0 |
| 03| | ||
| I would recommend this as a place of employment. | 2.0 | |
| I believe in the purpose of this organization. | 2.0 | |
| I would work for this organization again. | 1.0 | |
| I feel employees are fairly compensated. | 2.0 |
