Financial Specialist Career Research and Resources
WR Hambrecht
co ran listed and over the counter equity trading
Avg. Salary: $100,000 · Company Rank: Not Available
Volpe Brown Whelan
Listed equity trading
Avg. Salary: $100,000 · Company Rank: Not Available
Compliance Consultant- Self-Employed
Avg. Salary: $75,000 · Company Rank: Not Available
Charles Schwab
head of listed trading
Avg. Salary: $100,000 · Company Rank: Not Available
Evolve Securities, Inc.
Reviewed and approved all National Financial Services Trade activity for advisory and securities business. Prepared monthly financials, budgeting and monthly net capital computations.Performed branch audits and monitored compliance for 25 Representatives located nationally.
Avg. Salary: $75,000 · Company Rank: Not Available
HSBC Securities
Run US Listed equity trading
Avg. Salary: $100,000 · Company Rank: Not Available
Mabon Securities/Rodman & Renshaw
Run listed and over the counter equity trading
Avg. Salary: $100,000 · Company Rank: Not Available
Highbridge Capital
manage futures trading, technical analysis of equity and fixed income markets
Avg. Salary: $100,000 · Company Rank: Not Available
PaineWebber Inc
Listed position Trader/Technical Analyst
Avg. Salary: $100,000 · Company Rank: Not Available
AFS Brokerage Inc.
•Managed an OSJ office for the firm covering 35 representatives •Coordinated a clearing firm conversion from Southwest Securities to National Financial Services •Recruited and trained new brokers on the products and procedures for the firm •Spearheaded the regulatory audits and performed compliance reviews on-going. •Prepared financials, net capital computations, Focus reports and annual budgets
Avg. Salary: $75,000 · Company Rank: Not Available
