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Datek Online Holding Corp. Work Values
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Daily Duties at Datek Online Holding Corp.:
• Conducted compliance, financial and operational audits of broker-dealer and back office operations. • Products audited include Equities, Mutual Funds and Options. • Areas of audit included Operations, Stock Loan/Borrow, ReOrg, ACATS, Paying & Receiving, Settlements, Funds Transfer. • Developed audit programs based on exposures to operational, regulatory, and financial risks. • Evaluated existing internal policies and procedures and operations and recommend changes as necessary to be in compliance with regulatory rules and regulations as promulgated by the SEC, FINRA and the firm’s internal policies, procedures/guidelines. • Participated in the implementation of the firm’s Anti-Money Laundering (AML) compliance program and conducted AML compliance reviews. • Prepared formal written audit reports to effectively communicate audit findings and recommendations to clients and executive management.
What they like about Datek Online Holding Corp.:
You highly value a work environment built on a formal structure, rules, and regulations. You do not enjoy the unpredictability of shifting priorities and deadlines that upset your routine. You require and enjoy direction, input and accountability as part of your work environment. You have a strong need to participate in making key decisions and feel left out if your superiors or co-workers do not seek your input when making decisions. You thrive on providing good customer service to both internal or external customers, and doing so makes you feel good.
Tags
Risk Management, Internal Controls, Internal Audit, Financial Audits, Operational Audits, Compliance, Risk Assessment, Manager/Senior Manager/Director Internal Audit
Information about Datek Online Holding Corp.
Company Rank: Not Available
Average length of employment : 2 years
Average salary of employees: $135,000
These are some of the questions we asked our climbers about their experiences with Datek Online Holding Corp.:
| 05| | ||
| Were your performance expectations clearly communicated? | 0.0 |
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| Were you recognized for meeting or exceeding expectations? | 0.0 |
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| Did you feel like your personal contribution was important? | 0.0 |
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| Was your career path clearly outlined and discussed? | 0.0 |
| 03| | ||
| I would recommend this as a place of employment. | 0.0 | |
| I believe in the purpose of this organization. | 0.0 | |
| I would work for this organization again. | 0.0 | |
| I feel employees are fairly compensated. | 0.0 |
Climbers who worked at Datek Online Holding Corp. had these interests:
| Websites | |
|---|---|
| FINRA http://www.finra.org |
FINRA Web site |
| Institute of Internal Auditors http://www.theiia.org |
Institute of Internal Auditors website |
| U.S. Securities and Exchange Commission http://www.sec.gov |
U.S. Securities and Exchange Commission website |
