Hj Meyers & Co, Inc. Work Values

Daily Duties at Hj Meyers & Co, Inc.:

Proactively monitor the firms compliance with regulations governing the investment securities industry as outlined by the NASD, SEC, and other self regulatory organizations. Clearly and consistently communicated those regulations throughout the branch. • Daily surveillance/review of trade activity, verification of unsolicited purchases, new accounts, statements, state regulations, regulation T extensions, purchase and sales corrections, incoming and outgoing correspondence, securities received and delivered blotters, and commission runs. • Monthly review of representative's books for suitability, current investment objectives, securities concentration, churning, related accounts, and accounts at other broker/dealers. • Responsible for the review of all U-4 and U-5 forms. • Complaint tracking and resolution. • Managed and worked in the operations department, oversaw a staff of three people

What they like about Hj Meyers & Co, Inc.:

You highly value a work environment built on a formal structure, rules, and regulations. You do not enjoy the unpredictability of shifting priorities and deadlines that upset your routine. You require and enjoy direction, input and accountability as part of your work environment. You have a strong need to participate in making key decisions and feel left out if your superiors or co-workers do not seek your input when making decisions. You thrive on providing good customer service to both internal or external customers, and doing so makes you feel good.

Tags

Compliance, securities, investment advisor, FINRA, SEC, fraud

Skills

Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts., Sales Support, Software Implementation, Requirements Analysis & Specification, Leadership

These are some of the questions we asked our climbers about their experiences with Hj Meyers & Co, Inc.: