Synergy Investment Group Work Values

Daily Duties at Synergy Investment Group:

· Responsible for overseeing day-to-day operations of branch ensuring compliance with regard to accepted industry standards. · Supervision of registered representatives. · Review new accounts for missing documentation and information and rectify omissions. · Main client contact for all aspects of account maintenance and querys including complaints, margin calls, wire requests, online access etc. · Execute and monitor client equity trades. · Prepare and review daily, weekly, monthly and annual branch reports such as P&L, commisions, trade blotters etc. · Facilitate annual compliance audit and implement recommendations. · Locate and cultivate new investment opportunities. · Responsible for overseeing day-to-day operations of branch ensuring compliance with regard to accepted industry standards. · Supervision of registered representatives. · Review new accounts for missing documentation and information and rectify omissions. · Main client contact for all aspects of account maintenance and querys including complaints, margin calls, wire requests, online access etc. · Execute and monitor client equity trades. · Prepare and review daily, weekly, monthly and annual branch reports such as P&L, commisions, trade blotters etc. · Facilitate annual compliance audit and implement recommendations. · Locate and cultivate new investment opportunities. · Responsible for overseeing day-to-day operations of branch ensuring compliance with regard to accepted industry standards. · Supervision of registered representatives. · Review new accounts for missing documentation and information and rectify omissions. · Main client contact for all aspects of account maintenance and querys including complaints, margin calls, wire requests, online access etc. · Execute and monitor client equity trades. · Prepare and review daily, weekly, monthly and annual branch reports such as P&L, commisions, trade blotters etc. · Facilitate annual compliance audit and implement recommendations. · Locate and cultivate new investment opportunities.

What they like about Synergy Investment Group:

A hiring company that offers alternative approaches to pay, performance bonuses, and/or equity in the firm is very attractive to you. You're generally less interested in working for an organization offering only traditional, salary-based compensation, one with limited opportunity to acquire equity in the firm, or one that does not actively promote skill development. In addition, you are more likely to choose a company that offers a variety of internal career options, with defined career paths. You view the learning of new skills and development of your expertise as key to your career advancement. These aspects of an organization may become even more important to you as you progress in your field, and are especially critical if you change career or occupation.

Tags

trader, broker, customer representative

Skills

P&L responsibilities, Presentation, Technology Solutions, Sales Support, Leadership

These are some of the questions we asked our climbers about their experiences with Synergy Investment Group: