CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "compliance office"

Experienced Financial Compliance Officer seeking a role in NYC or Fairfield County, CT

To obtain a role at a financial institution where I can utilize my experience to assist the firm in maintaining a positive reputation with its clients by participating in, enhancing and reinforcing a robust compliance program.

Tags for this Online Resume: KYC, Management, Private Equity, Bonds, Compliance, Surveillance, FX, Supervision, Analyst, Associate, VP, Vice President, Control Room, Onboarding, NYC, New York City, White Plains, Stamford, Greenwich, Danbury, Manhattan

Compliance Officer - 4 Years of Experience - Near 28215

I am a dedicated person with the leadership and organizational abilities and can provide outstanding customer service to customers and their concerns when it comes to quality, service and uncompromising ethics. I am seeking a position where I can expand my skills, knowledge in a professional and motivating business environment, I spent several years as a Customer Service Representative/ banking specialist with Wells Fargo B...

Tags for this Online Resume: Complaints, Management, Banking Industry, Customer Service, Home Furnishings, Leadership, Planning, Project Leadership, On-line Banking, Aml (Macro Lang)

Compliance Officer - 10 Years of Experience - Near 08854

Seeking a Healthcare Head of Compliance opportunity Results oriented professional with expertise in operational risk, compliance and audit. Exceptional project management experience, proven ability to build strong relationships with staff and clients using negotiation talent, persuasion and demonstrated commitment. Strong leader creating cohesive teams that produce results above individual ability, consistently surpassing ...

Tags for this Online Resume: Compliance , Privacy, Healthcare , Project Management, Management , Privacy Investigations , Risk avoidiance , Training

BSA Compliance Officer - 20 Years of Experience - Near 11358

Professional Summary A solution-focused professional with over 15 years of progressive experience within the Compliance, Bank Secrecy Act, Anti-money Laundering, OFAC, Risk Management, Security and Legal Process sectors of the banking industry. An expert in due diligence, transaction surveillance, CIP/KYC/CDD/EDD and other financial regulatory matters, with hands-on experience in policy development and procedures within the...

Tags for this Online Resume: Assessments, Audit, Audit Compliance, Banking Industry, Compliance, Credit Lines, Filing, Installment Loans, Internal audit, Credit Card

Chief Financial Officer

SUMMARY: A 29 year financial executive with a broad experience in all aspects of accounting, auditing, financial reporting and management. Direct experience in real estate, construction, hospitality industry, retail sales, and manufacturing. Roberts Resorts: 8350 E. Raintree Dr., STE #220, Scottsdale, Arizona 85260 Chief Financial Officer: February 2006 to Present Oversees the financial infrastructure and integrity of a wid...

Tags for this Online Resume: Accounting, QuickBooks, Acquisitions, Property Management, Audit, Construction, Diversity, Due Diligence, Financial, Financial Reporting

Financial Examiner - 15 Years of Experience - Near 77469

Tags for this Online Resume: Chief Operating Officer, Senor Compliance Officer, Director, Consulting, Enterprise Risk Manager, Chief Risk Officer, Executive, Senior Operations Officer, Commercial Lending

Compliance Officer - 20 Years of Experience - Near 19137

To be the CHIEF COMPLIANCE OFFICER(or at least a senior level Legal or Compliance Officer)of a SECURITIES BROKER DEALOR, investment advisor, investment company/mutual fund

Tags for this Online Resume: Securities Industry, attorney, compliance professionalionalchief AML Officer, chief compliance officer IND.Broker-Dealer, Investment Adviser, Compliance, Financial, Financial Statement, Financial Statements, Fixed Income, Fraud, Management, Philadelphia, PA, Equities, Council, Financial Services, Banks

Chief Financial Officer

SUMMARY Former National Bank Examiner, Chief Risk and Regulatory Compliance Officer, Senior Vice-President of Risk Management, and Bank Consultant with vast years of risk management expertise in assessing the levels and trends of risk associated with current and planned activities for community, mid-size and large banks. Risk-based programs focus on designing, developing, and testing strategies, policies, and methodologies ...

Tags for this Online Resume: Compliance, Management, Risk Management, Financial, Recruiting, SAFE (Slab Analysis by the Finite Element Method), Team Player, Teamwork, Test, Training

Compliance Officer - Dangerous Goods; Import/Export; Supply Chain Security

Highly seasoned and reliable Compliance Officer, committed to high level of work standards, possessing in-depth knowledge of US Import & Export Regulations as well as Dangerous Goods Transportation Regulations. Adept at interdepartmental coordination to maximize business functionality and efficiency.

Tags for this Online Resume: Logistics, International Operations, Outsourcing, Purchasing, Sales, Training, Transportation, Distribution, ISO, Root Cause Analysis

Compliance Officer - 20 Years of Experience - Near 22314

Areas of Expertise * Strategic & Tactical Planning * Intellectual Property Theft * Insider and External Fraud * Anti-Money Laundering and use of Asset Forfeiture * Use of Mutual Legal Assistance Treaties (MLAT) to secure cross-border protected data * Investigations * Diplomacy * Espionage * Data Privacy * Risk Mitigation & Management * Teaching * Supervising * Negotiations * Mentoring * Leadership * Developing Corporate Roa...

Tags for this Online Resume: Risk Management, Cyber Security, Security, Leadership, Compliance, Due Diligence, Information Security, Law Enforcement Personnel, Legal, Management, White Collar Crime, Insider threat, Fraud, Investigations, anti-money laundering