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Online Resumes with "series 24"



Business Analyst

Business Systems Analyst - Team member involvement in project planning and implementation. Transfer Agent representative for mutual fund name changes and CUSIP changes, coordinating with internal and external business partners to ensure timely and accurate changes across all necessary systems. Reconcile and pay mutual fund dividends, plan administration, revenue sharing, networking, and 12b1 fees, to include balancing these...

Ideal Companies: Financial Services

Tags for this Online Resume: Series 7

Experienced Compliance Manager/Officer - OSJ Assessments, FINRA regulations, Suitable sales

Seeking an opportunity to apply my vast experience and knowledge at a company with dedication to increasing suitable sales of financial products to their client base.

Tags for this Online Resume: Compliance, Financial Services, Brokerage, Series 24, FINRA, SEC

Financial Planner

My vision, skill set, and talent lie in rainmaking. Love to meet new people and court them into a business relationship. I am also a leader; I am looking to develop profit centers, recruit and train new representatives, and manage the performance of sales teams.

Tags for this Online Resume: Series 24, Series 65, leader, client relationship closer, rainmaker

Compliance Officer

To attain an executive-level position in the field of Compliance.

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley,

Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Series 66, Series 63, Compliance Officer, Compliance Director, Regulatory Compliance

The "Champion" of recruiters

I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries

Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27

Series 24 Manager

To become a manager in financial firm that I can impact, with my knowledge and experience.

Tags for this Online Resume: Operations, Risk Management, Trading, Transfers, Forex, Insurance, Sales

Series 7, 9/10, 24, 55, 63 & 65 Chartered Retirement Planning Counselor

Seeking a regional or management position.

Ideal Companies: Merrill Lynch, MetLife, Prudential, Allstate, Principal Financial, TD Ameritrade, E Trade, UBS, Morgan Stanley, Barclays, Brown Brothers Harriman

Tags for this Online Resume: Series 7, Financial Advisor, Branch Manager, Sales Manager, Retirement, Compliance, Series 24, CFP, CLU, CRPC, customer service, regional, insurance, recruit, sales director, annuities, mutual funds, chfc, operations manager

Full of Ideas, Customer Service Oriented

Ideal Companies: NASA, 3M, Sony Records, Wells Fargo, Ameriprise Financial, Bremer Financial, NASD, St. of Minnesota, Federal Goverment, State Department

Tags for this Online Resume: Series 24, Compliance, Sound Engineer, Music, Financial, Customer Service

Securities Principal Series 24

financially motivated, friendly, ethical, superb problem solver, good at delegation

Ideal Companies: financial services, finance department alternative energies

Supervisory Principal/ Compliance

Tags for this Online Resume: series 24, branch manager, supervisory principal, investment

Featured Profile

Financial Services Director, Columbus

Seeking opportunity as a Financial Services Professional where broad-scope experience in business development, sales, operations and client relations will provide an immediate and positive impact to the employer.

Tags for this Online Resume: FINRA, Series 24, Director, Sales, Compliance, Series 7