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Online Resumes with "Registered Investment Advisor"



Registered Investment Advisor

I am interested in pursuing a career in financial sales and/or services that will allow me to use my past experience in financial presentations, seminars as well as one on one meetings. I have spent over 20 years in showing people how to manage their retirement accounts in a successful practice of 1,000 plus clients. I think that with my proven background, I could help any number of potential employers to see more in s...

Registered Investment Advisor, Asset Manager and Personal Banker, Series 7, 63, 65, 31, 6

Registered investment advisor

The "Champion" of recruiters

I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries

Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27

Resourceful and Enthusiastic Career Changer

Human Resources position with an established dynamic company; training and growth opportunities offered; challenging, exciting, friendly office; dedication and hard work is recognized and/or rewarded.

Ideal Companies: Hewitt, Anadarko, Entergy

Tags for this Online Resume: Human Resources, generalist, entry level, recruiting coordinator, recruiter

360 degree financial services executive

Financial services COO, CFO, Corporate Treasurer, Corporate Controller,Business Head of Brokerage/Insurance/Financial Planning. Licensed CPA,CFP,NASD Principal,Registered Investment Adviser,Licensed Life and Health Insurance and licensed Attorney.

Ideal Companies: financial services, financial consulting, wealth management

Tags for this Online Resume: full charge financial services CFO/business leader

Registered Investment Advisor

I am a self-starter who can work well under pressure and balance competing priorities in a fun, results-oriented work environment. I am committed to deliver measurable results and have a passion to work in a customer focused business oriented environment.

Tags for this Online Resume: Passion for client service , Exceptional written, verbal and phone skills , Ability to work under pressure, Previous sales experience, Can-do attitude with a service-oriented approach , Web-savvy

Certified Trust Compliance Professional

To have a career in the financial services industry, specially banking or for a registered investment advisor.

Tags for this Online Resume: Wealth Management, Trust, Operations , Bank, Compliance Officer, Risk Management

Featured Profile

Wealth Management and Investment Portfolio Management Professional

I am a goal-oriented investment professional with a history of solid investment results in managing equity and fixed income portfolios. Skilled at decision-making within the framework of a disciplined investment process and establishing successful investment strategies. Energetic team player with exceptional ability to motivate team members to excellence. Demonstrated ability to work independently within a corporate stru...

Ideal Companies: AON Hewitt, Atlanta Capital Investment Managers, BB&T Wealth Management, Brinker Capital Management, Bryn Mawr Trust, Callan Associates Inc., Federated Investments, Fidelity, First Citizens Bank of NC, Hancock Bank, Invesco, Lowry Hill Capital Management, Piedmont Investors, PNC Wealth Management, Regions Bank, Ronald Blue and Co, RW Baird, Sageworth Investment Advisors, Sterling Capital Management, SunTrust, Susquehanna Wealth Management, Synovus, T. Rowe Price, UMB Bancshares, Vanguard, Willis Investment Counsel, Wilmington Trust Investment Advisors

Tags for this Online Resume: Chief Investment Officer, Portfolio manager, problem solving, leadership, compliance officer, equity, fixed income, Team Building, strategy development, Relationship Management, Business development

Featured Profile

entrepreneur and chief marketing manager and V.P.

understand and implement a very successful marketing course for the owners and become an owner myself.

Tags for this Online Resume: financial advisor, product development, virtual office/air and internet, past business owner/consultant, assoc. person Registered Investment advisor, Insurance and investment products

Featured Profile

Highly experienced and successful executive sales leader.

Seeking an opportunity to further build my career with a world class, growth oriented, organization that offers the perfect enviornment for my employing my abilities and experience for the benefit of the company, the business and therefore my own career goals. Where my skills and experience can be effectively utilized in the best possible way for achieving the company's goals, mentoring those under my leadership and partner...

Ideal Companies: Major Financial Services Firms

Tags for this Online Resume: Leadership, Mentoring, Decision-making, Persuasiveness, Ethics, Collaboration