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Online Resumes with "NASD"



Dedicated Customer Service Professional

dedicated, loyal, very friendly, sharp, outgoing.

Ideal Companies: Met Life, Smith Barney

Looking for a Challenge

Organized, Ethical, Detail Oriented, Motivated

Securities Principal

Ideal Companies: Merrill Lynch, Nationwide, Oppenheimer, Waddell & Reed

Tags for this Online Resume: series 6, series 26, series 63, series 51, NASD, mutual funds, 403b, IRA, retirement plans, 529 plans

Financial Services Professional

Ideal Companies: Watson Wyatt, Callan, Cambridge, Mercer, LCG Associates

Tags for this Online Resume: Investment Consultant

Environmental Protection Field Investigations Specialist

Ideal Companies: US Government, State of Colorado, Safeco, City of Denver, Wells Fargo, Coors, Liberty Mutual, Citigroup, Farmers Insurance, NASD

Tags for this Online Resume: Realistic, Investigative, Attentive

more than just a phone monkey

Tags for this Online Resume: Variable Annuities, NASD Series 6, Registered Representative, LOMA, Annuity, Financial Services, Customer Contact Center, Call Center

Business Management and Operations Professional

Finance and Operations Professional

Ideal Companies: Bank, Brokerage, Mutual Fund, Insurance, Industry, Public Utility

Tags for this Online Resume: operations, loan officer, financial

Financial Planner

Tags for this Online Resume: investments, insurance, Mutual Funds, Annuities, Financial Planning

Chief Compliance Officer

Twenty five years of the financial services industry.

Ideal Companies: Any honest NASD Member Firm. There are fewer of them than you think

Tags for this Online Resume: COMPLIANCE

Compliance Officer - Securities Industry

Securities industry, legal and regulatory experience

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,

Tags for this Online Resume: Examiner, Compliance, Financial, Legal, Securities, Investment, Investment Adviser, Broker-Dealer, SEC, NASD, NYSE, SIRA

Valuation Professional

Hard working finance professional with a wide range of experience possessing both in-depth technical skills as well as strong interpersonal and business development skills.

Ideal Companies: Valuation or M&A positions within a company that is very highly respected either nationally or locally.

Tags for this Online Resume: Valuation

Banking Finance Officer

Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.

Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs

Tags for this Online Resume: Equity Finance, Security Lending