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Online Resumes with "Broker dealers"



Compliance Officer - Securities Industry

Securities industry, legal and regulatory experience

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,

Tags for this Online Resume: Examiner, Compliance, Financial, Legal, Securities, Investment, Investment Adviser, Broker-Dealer, SEC, NASD, NYSE, SIRA

Accuracy & Achievement Describe Me Best

Well organized and can prioritize many tasks at once. A team player always willing to assist others. Flexible and adapt well to change. Highly motivated and always trying to exceed standards. Computer knowledgeable and proficient in many programs. Strong management skills.

Ideal Companies: US Bank

Tags for this Online Resume: Management, Mutual Funds, Finance

Management, VP, Trainer or Director of Sales

I am an energetic, disciplined, type 'A' personality kind of person. I am a creative, experienced, hard working, leader and team player. I speak and write Spanish and English fluently. I am seeking a position where I may be able to use both languages (though not a requirement), would love to incorporate travel into the position, and be able to manage, train and inspire people to maximize their potential and reach their goals!

Ideal Companies: ATP or WTA, USTA, Google, Coors, Focus on the Family, Goldman Sachs, others

Tags for this Online Resume: Vice President, Director of Sales, Manager, Chief, VP, Trainer, Wholesaler, Management, Bilingual, Spanish

Compliance Analyst

I am a quick learner who always strives to give 100%. Even though I don't have years of experience cause I am young, I am versatile and happy to learn new things.

Banking Finance Officer

Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.

Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs

Tags for this Online Resume: Equity Finance, Security Lending

Senior Manager - Treasury Management

Passionate Leader and Manager of people. Outstanding communications skills (written and oral). Dynamic presence with Institutional Clients. Committed, dedicated and loyal visionary

Ideal Companies: Bank of America, Citigroup, Wachovia, Morgan Stanley, Goldman Sachs

Tags for this Online Resume: Banker, Cash Management, Treasury Services, Client Services Manager, Implementation Manager

Top Securities and Compliance Attorney

Senior Attorney with 20 years of diverse experience in leading financial services organizations. Proven success in reducing risk, resolving complex legal matters and policy problems, negotiating controversial issues, and promoting sustainable financial growth. Excellent writing and communication skills that are complimented by fluency in Spanish. Recognized for sound judgment, strategic foresight, and calm under pressure. ...

Ideal Companies: Wellington Management, Eaton Vance, etc.

Tags for this Online Resume: Securities, Contract Drafting and Review, Legal Research, Analysis and Writing, Regulatory Compliance

Brokerage Clerk

Ideal Companies: independent broker/dealers

Featured Profile

A "can do" results oriented marketing manager with extensive account/relationship management and leadership experience.

I am currently exploring opportunities to utilize my 15+ years of experience to impact bottom line vision and goals as Marketing Manager, Relationship/Account Manager,Public Relations,Team Leader,Consulting Team,Employee Staffing/Training  

Ideal Companies: Financial Services, Banks, Consulting Firms, Public Relations, Non-Profits

Tags for this Online Resume: Strategic Planning, Goal Setting, Relationship Management, Account Management, Sales Impact, Change Management, Presentation Experience, Team Leadership, Hiring and Staffing, Coaching and Training, Event Management, Microsoft Project, Microsoft Office, Microsoft PowerPoint, Fusion Training, Situational Leadership, Consultative Selling, Project Management, Communications, Marketing

Heavy management/finacial reporting, budgeting/forecasting, financial modeling

I'm seeking a senior analyst / manager position overseeing reporting and/or budgeting & forecasting.

Tags for this Online Resume: Reporting, Budgeting, Modeling

Veteran editor seeks bring her skills to an innovative company

I want to work for a forward-thinking company that understands the importance of the Internet and how it can serve to further its strategy. I am looking for a challenge and the ability to build something from scratch.

Tags for this Online Resume: editor, writer, skilled, veteran, finance, government, strategist

Accountant

Detailed oriented hardworking accountant.

Ideal Companies: Ann Taylor, Apple, Nike, RAIT

Tags for this Online Resume: accountant