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Online Resumes with "15c 3"
The "Champion" of recruiters
I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries
Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27
Controller/Asst. Controller/Acctg. Manager-Supervisor - 15+ years experience
Experience new challenges, develop and enhance existing expertise, while training/developing others grow and succeed together with the Company's growth and success.
Tags for this Online Resume: SEC/FINRA Rules compliance, FINRA 15c3-1 & 15c3-s FOCUS Reports, Multi-Entity ME/YE Financial Reports/Cash Management, Benefits/Payroll Administration and Staff Development, Proficient with Microsoft Word/Excel, QuickBooks, ACCPAC, Sun System and Champion Acctg. Softwares
prompt
will do whatever it takes to get the job done
Ideal Companies: anytihng consindered
Administrative Assistant
Self starter, very ambitious, great communication skills both verbal and written, very creative and a professional apperance
Ideal Companies: Office Team, Henry Ford Hospital, Harper Hospital, dmc
Tags for this Online Resume: Manage
Technical Leader
Strong communication skills, well rounded, broad experience, highly responsible, experience in sales, strong technical skills
Ideal Companies: Small, growing, technology oriented
Tags for this Online Resume: engineer
VP Regulatory Reporting (broker-dealer)
Financial professional with experience in researching and interpreting SEC rule 15c3-1 and 15c3-3.
Tags for this Online Resume: Focus reporting, Repo charges, Broker dealer operations, regulatory Analyst, Rule 15c3-1, Rule 15c3-3
Accountant
Tags for this Online Resume: brokerage, 15c3-1, finance, accounting
Experienced Business Visionary, Creative Exeuctive and Strategic Planner
I am a visionary with a broad-based expertise in management, finance, and business development seeking a position with a company that fosters innovation critical thinking and imagination.
Ideal Companies: Salvation Army, The Red Cross, Habitat for Humanity Los Angles, Disney
Tags for this Online Resume: Management, Finance, Business Development, Strategic Planning
Project Manager/ Senior Business Analyst
Project Manager/ Senior Business Analyst position in Financial Services Industry with focus on risk management and/or regulatory capital calculation.
Tags for this Online Resume: Project planning, management, administration and financials, financial markets and products knowledge, regulation expertise in the area of Capital Adequacy/ Haircuts, SEC 15c3-1, Basel Accords, market risk, credit risk, broker profitability and compensation, market, reference and cross-reference data, software acquisition, contract negotiation, data modeling, business requirements documentation, business process re-engineering , test and QA planning and execution, strong communication, presentation, problem solving and analytical skills, interviewing, new employee development, outsourcing management, formal SDLC, PMI standards, MS Project, PowerPoint, MS Office
General - 16 Years of Experience - Near 10003
Professional Summary * Deep understanding and ability to implement reporting requirements such as Reg W, YY, and 15C3-3. * Managed and participated in the implementation of system and procedural changes to ensure compliance with new regulatory requirements at global financial institutions. * Possess the abilities to multi-task, work under pressure and be willing to work long hours as demanded by tight reporting deadlines. S...
Tags for this Online Resume: Compliance, Infrastructure, Integrate, Management, Financial, Account Management, Accounting, Architect, Automation, Back Office
Financial Examiner - 25 Years of Experience - Near 11375
SUMMARY OF QUALIFICATIONS * Strong knowledge and broad understanding of the Securities Industry and considerable expertise with US GAAP and International Accounting Standard (IAS). Considerable experience with corporate, broker-dealer and commodities accounting * Broad grasp and strategic understanding of Financial and Regulatory Reporting with emphasis on all SEC and FINRA requirements including the 15c3-1 Net Capital, 15c...
Tags for this Online Resume: Accounting, Fixed Income, Management, Asset Management, Equities, Financial, Financial Statements, Policies and Procedures, Acquisitions, Assessments
Software Sales Representative
Ideal Companies: Salesforce, Workday, Xtime
Tags for this Online Resume: Advertising, Automotive, Business Development, Business Development Manager, Account Manager, Billing, Management, Research, Sales, Budgeting
