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Brad K

Compliance Officer - Securities Industry

Occupation:

Licensing Examiner/Inspector

Location:

Hampton, IL

Education Level:

Law Degree

Will Relocate:

YES

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Securities industry, legal and regulatory experience

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COMPANY POSITION HELD DATES WORKED

(Confidential) (Confidential) 3/2007 - Present
New Jersey Bureau of Securities (Confidential) 6/2005 - 3/2007
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Federal and state law compliance
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